Caroline joined Pinnacle Investments in March of 2014 as a Senior Vice President from a Rochester-based investment management firm where she started in 2005. Prior to that, Caroline was associated with a nationally known brokerage firm where her expertise and experience was in the institutional sales and trading realm. Caroline’s licenses through the Financial Industry Regulatory Authority (FINRA) include: General Securities Representative (Series 7), State Securities Agent (Series 63) and is currently studying for her Registered Investment Advisor Representative (Series 65) and hold a New York State Insurance license for Life, Accident and Health. Caroline is from Los Angeles and attended the University of California, Los Angeles and lived in Chicago, as well as New York City.
Caroline is deeply entrenched in community organizations. She sits on the board of Cancer Wellness Connections, which provides diversionary activities to patients undergoing chemotherapy at most Rochester medical centers. She also serves as Vice President of Temple Beth El in Rochester, NY and is a member of the Board of Trustees. She is also a member of the Board of Trustees for the Jewish Community Federation in Rochester, NY as well as a member of the Board of Trustees for the Jewish Community Center. She serves on the Executive Council of Women’s Philanthropy. Caroline has been an active volunteer with the Brighton Central School District and sports organizations, Brighton Lacrosse Club and Brighton Field Hockey.
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