Financial Planning     Full Service Brokerage    Investment Advice     529 College Savings Plan
Life Insurance Policy Review     Estate Planning      Employer Sponsored Plans      Mutual Fund Distribution

Pinnacle Investments is your one-stop financial services partner. Our approach is simple and straight forward. No gimmicks. As a local company right here in the community, we share similar values and have a stake in the success of the region. While we may be locally based, we have global reach, including the ability to trade international securities directly on the foreign market exchanges and corporate and municipal bonds directly with other dealers. Our team of experienced and dedicated Financial Advisors is ready to assist you with your financial objectives so that you may achieve life’s short and long-term goals. All this explains why Pinnacle Investments is the fastest growing financial firm in the region. Quite simply; your success is our success.
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Financial Planning

The cornerstone of any sound family plan is the development and ongoing monitoring of an all encompassing financial plan. We can help create a plan designed to meet your goals and objectives. Our staff of experience Financial Advisors includes Certified Financial Planner™ licensees. ^ return to top

Full-Service Brokerage

As a local company with global reach, we are able to offer a wide array of investment choices. The spectrum runs the gamut from individual stocks and bonds, both domestic and international, to options, mutual funds, ETFs, annuities and life insurance. For qualified investors private placements in select local companies are available from time to time. What’s more, separately managed accounts are available for individuals and institutions seeking a professional money manager. Naturally, we offer IRAs, both Traditional and Roth too. ^ return to top

Investment Advice

This is where the rubber meets the road. Bottom line… you are seeking our assistance because you don’t want to do-it-yourself for one reason or another. Our team of experienced Financial Advisors understands this and will listen to you in order to structure an investment portfolio appropriate for your needs so you can sleep at night. ^ return to top

529 College Savings Plans

Meeting the costs of higher education can be a significant concern for any parent or grandparent. We can work with you to develop realistic estimates of what those costs might be, and how to best meet them when the time comes.^ return to top

Life Insurance Policy Review

Whether your goal is to protect loved ones by replacing future income, ensure a business’ continuation or provide liquidity for your heirs to pay estate taxes, life insurance can be a critical, but often overlooked tool. Recent improvements in life expectancy tables and stronger policy guarantees, such as no-lapse riders, have made now a great time to review your existing policy. Our experienced team of insurance professionals can be helpful in obtaining an inforce illustration of your existing policy directly from your insurance issuer in order to make the most objective analysis.^ return to top

Estate Planning

Conserve more of your estate for your heirs through the use of time-tested strategies such as irrevocable life insurance trusts (ILIT). Often these policies can be funded for pennies on the dollar by using survivorship life insurance. And, growing in popularity are long-term care insurance policies. These policies are generally custom designed to meet your specific estate planning needs.^ return to top

Employer Sponsored Plans... 401(k), Pension, SEP, SIMPLE IRA, 403(b), and 457 Deferred Compensation

As an employer we can help you design and implement the most suitable plan for the size of your business.
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Mutual Fund Distribution

Each mutual fund must have a distribution company responsible for the selling of its shares. Our distribution service will provide potential investors access to your fund’s shares along with the security inherent with a broker-dealer registered under the Securities Exchange Act of 1934. A limited purpose principal underwriter agreement with Pinnacle Investments may include access to NSCC’s Fund/SERV system, advertisement and sales literature review and filing with FINRA, executive management report on activities for the fund’s board, distribution of fund’s information to investors and potential investors of Pinnacle, rule 12b-1 reporting, registered representative oversight, redemption of shares on demand, and annually review prospectus and statement of additional information. Our creed, your success is our success, is especially true for small & new mutual funds with AUM under $150 million.
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