Disclosures | Pinnacle Investments

Securities and advisory services offered through Pinnacle Investments, LLC member FINRA/SIPC.

This content is provided solely for informational and educational purposes and should not be considered financial advice or an investment recommendation. All investments involve risk, including the possibility of losing your entire investment.

Disclosures

Emergency Contact Numbers, _{rev. 2026.01}
Brokerage Account Agreement, _{rev. 2023.09}
Designation of Responsibilities, _{rev. 2023.09}
Form CRS, _{rev. 2024.03}
Investment Advisor Firm Brochure ADV Part 2A, _{rev. 2026.03.31}
Investment Advisor Firm Brochure ADV Part 2A Appendix 1, _{rev. 2026.03.31}
Standard Commission Rates, _{rev. 2019.11.28}
Schedule of Fees (First Clearing), _{rev. 2026.01.01}
Regulation Best Interest Disclosure, _{rev. 2024.12.20}

Important Links

FINRA →
Broker-Dealer Selling Agreement, _{rev. 2016.03}
Chicago Board of Options Exchange (CBOE [R]) →

Client Reviews & Testimonials

Testimonials and reviews were provided by a current client of Pinnacle Investments. The client’s experience may not be representative of the experience of other clients and is not a guarantee of future performance or success. No assurance can be given that any client will achieve similar results.

The testimonials and reviews reflect the client’s personal opinion and experience with the Firm. Brokerage and investment advisory services involve risk, including the possible loss of principal. Past performance does not guarantee future results.

The client was not compensated for providing this testimonial. Additional information about the Firm, including fees and services, is available in our Form ADV Part 2 and Form CRS.

Rule 606 Disclosure of Order Routing Information

Disclosures & Important Links