A transactional brokerage account is a flexible investment option that allows you to buy and sell securities, such as stocks, bonds, mutual funds, and ETFs, while paying on a per-transaction basis. This type of account is ideal for investors who prefer to take an active role in managing their portfolios and make investment decisions independently. With a transactional brokerage account, you only pay for the trades you execute, giving you the freedom to build and adjust your portfolio as you see fit. This approach is well-suited for those seeking cost efficiency and control over their investment strategies.
You pay when you make a trade, rather than an ongoing asset-based fee.
You pay a percentage fee based on the assets under management in your account, typically charged quarterly.
You make your own investment decisions, with the option to seek advice when needed.
Clear commission structure for each type of transaction.
Open an account with us and deposit funds.
Work with one of our advisors to select investments that align with your goals.
Pay a commission for each executed trade.
Monitor and manage your portfolio as you see fit.
Stocks
Represent ownership in a company, giving investors the potential to benefit from company growth and, in some cases, dividends.
Bonds
Are loans made to governments or companies that pay investors regular interest and return the principal at maturity.
Mutual Funds
Pool money from many investors to invest in a diversified portfolio of stocks, bonds, or other securities, managed by professionals.
Exchange-Traded Funds (ETFs)
Are investment funds that trade like stocks and typically track an index, sector, or asset class while offering diversification.
Certificates of Deposits (CDs)
Are time-based bank deposits that pay a fixed interest rate in exchange for locking in funds for a set period.
Unit Investment Trusts
Are professionally assembled portfolios of securities designed to be held for a defined period, with a fixed investment strategy.
Private Placements
Are investments in companies or projects not offered on public markets, typically available to accredited or qualified investors.
Alternative Investments
Include non-traditional assets such as private equity, real estate, or hedge strategies that may provide diversification beyond stocks and bonds.
Treasuries
Are U.S. government-issued securities considered low-risk investments that pay interest over a set timeframe.
