Founded by two financial advisors searching for a better way than their experience at a global wirehouse, Pinnacle Investments has grown to become one of the largest dually registered Broker-Dealers and Registered Investment Advisors in our region. Pinnacle offers a full range of products and services to support Advisors, including rep-managed discretionary accounts (fee-based), third-party advisory accounts, employer-sponsored retirement plans, financial planning, lending, and insurance, in addition to traditional securities brokerage products (stocks, bonds, mutual funds, UITs).
As an employee-owned company, the Pinnacle management team is comprised of practicing Financial Advisors who understand the hard work you’ve put into building your brand. That’s why we give you the option to keep your identity or share in our branding. We are happy to support your brand in the same way we’d be proud to have you share our name.
Since our inception, Pinnacle has repeatedly delivered on our commitment to be a supportive partner for our advisors. Whether you’re moving from a small firm or a major wirehouse, our experienced and efficient transition team will ensure your business hits the ground running.
Multi-Company Ownership Opportunity
- Equity in the parent company: View Our Family Of Companies
- Referral incentives that pay you and help your clients simultaneously
Advisor Run Firm
- Founded by advisors, for advisors
- Led by a practicing financial advisor with 17 years of experience, with both global wirehouse and boutique investment firm experience
- Clients first, advisors second, firm third
- Intuitive technology to help you efficiently manage your clients and business
- Support for your business, whether you’re coming from a wirehouse or are an independent advisor
"Pinnacle Investments was the opportunity I had always been looking for. Having spent years at a Fortune 500 Company, I was looking for an employer that’d give me the means to determine my own career ceiling. Pinnacle saw that I was self-motivated and hungry to grow, and was willing to bring me in and empower me to do so. In a little over 3 years, I’ve become fully licensed, joined an established team of Advisors, and helped across multiple lines of business that have allowed me to grow at a rate of my determining."
Financial Advisor
"I made my best career move by joining PI in 2009. After years of establishing my practice at a wirehouse, I felt unappreciated and stale. The working environment and support I have at PI allowed me to expand my practice in an environment that fosters creativity and freedom. I never envisioned I’d be this happy coming to work every day!"
Financial Advisor, Syracuse, NY
"I love that we have everything we need to run our business in a profitable way. The culture of the company is very positive, you know the desire of management is to see everyone be successful and for our clients to be happy. This is definitely a place to have the support you need to succeed."
Financial Advisor, Syracuse, NY
Clients’ interests are the reason we are in business. Period.
You run your practice your way.
Our advisors and employees have ownership in our business. We all have a vested interest in helping our organization succeed.
We operate with a flat organizational structure. Anyone with an idea of constructive thought can openly present them to senior management.
We encourage and support the growth of our people in both their professional as well as their personal lives to better the communities in which they live.
Pinnacle allows creative thinking and entrepreneurial motivations to our practice.
Pinnacle believes there is no substitute for the power of human interactions, especially when it comes to financial advice. We view technology as an integral component to strengthening client relationships and creating a platform to efficiently run your practice. We continue to research and invest in technology that will make it easier for you to run your practice to serve your valued clients.
Resources to Help You Thrive:
- Multiple Custodian Platforms are fully integrated with account opening, servicing, record retention, and performance reporting
- Online Document Storage
- E-Signature Platform
- Financial Planning Tools
- 24/7 Technical Support
- OurPinnacle Internal Web Portal, where you can view firm updates, directory, resources, and the commission system
- “Plug and Play” option for all technology needs
- Ability to work remotely from anywhere
We provide a full suite of professional marketing services designed to help financial advisors differentiate themselves and connect with their ideal clients. From strategic marketing planning and print design to social media management and website design and development, Pinnacle’s in-house marketing team delivers tailored solutions to meet your unique needs. Our team works as an extension of your business, ensuring every touch point is carefully curated to create a seamless, impactful client experience that elevates your brand and drives meaningful results.
Marketing Strategy
Website Design & Hosting
Traditional Print Marketing
Product & Services Brochures
Social Media Marketing
Digital Ad Campaigns
Email Campaigns
Video
Our recruitment team is available to answer any questions you have about Pinnacle Investments.
Ben Quilty,
Chief Executive Officer,
(315) 251-1101
BQuilty@Pinnacle-llc.com
