Disclosures & Important Links

Disclosures

Emergency Contact Numbers, _{rev. 2022.03}
Brokerage Account Agreement, _{rev. 2023.09}
Designation of Responsibilities, _{rev. 2023.09}
Form CRS, _{rev. 2024.03}
Investment Advisor Firm Brochure ADV Part 2A, _{rev. 2024.03}
Investment Advisor Firm Brochure ADV Part 2A Appendix 1, _{rev. 2024.03}
Regulation Best Interest Disclosure, _{rev. 2022.04}

Important Links

FINRA →
Broker-Dealer Selling Agreement, _{rev. 2016.03}
Chicago Board of Options Exchange (CBOE [R]) →

Rule 606 Disclosure of Order Routing Information