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Monica Coles, Director of Compliance

Monica Coles

Chief Compliance Officer


Monica joined Pinnacle Investments in February of 2022 as Director of Compliance. Prior to that, she held roles in Operations, Compliance and most recently was Head of Supervision at an independent broker-dealer. In October of 2022, Monica was promoted to Chief Compliance Officer of Pinnacle Investments, leading the newly constructed compliance team and supervisory team. Monica resides in Chittenango with her husband, two stepdaughters, and two dogs. When she is not working she spends her free time reading, singing, traveling, and kickboxing.